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Index..……………………………………………………………………………………………………………..  1

 

Company Contact Information………..……………..…………………………………………..     2

 

Transmittal Letter………………………………………………….……………………………………      3

 

Office Location and Personnel.……………………………………………………….…….…      4

 

Key Personnel and Design Team.……………………………………………………………..…      5

 

Summary Statement………………………………………………………………………………………  6

 

Summary…………………………………………………………………………………………………………. 7

 

Management Plan……………………………………………………………………..……………..……      8 -- 9

 

Cost Control………………………………………………………………………………………………… 10 -- 11

 

Construction Observation & Contract Administration ………………………..… 11

 

Equal Opportunity  Employer, Current Schedule, Insurance………………….  12

 

Proof of Insurance ………………………………………………………………………………………. 13

 

Proof of Registration…………………………………………………………………………………..  14

 

Current Technology..…………………………………………………………………………………… 15

 

Typical Engineering & Surveying Services …………………………………………………. 16

 

Project Experience ………………………………………………………………………………………. 17 -- 23

 

Clients…………………...………………………………………………………………….……………….….. 24

 

References…………………………………………………………………………………………………….. 25

 

Resumes…………………….……………………………………………………………………………………. 26 - 40

 

 

 

PH: 479-442-9350                  3561 North College, Fayetteville AR 72703            Fax: 479-521-9350

 

 

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                                       3561 No. College / Fayetteville, AR 72703

                                      PH: 479-442-9350 / FAX: 479-521-9350

 

 

 

 

                                                                                                                                                                                   

 

 

Company Contact information:

 

 

Company Name: Bates & Associates, Inc.     Phone:   479-442-9350

 

 

              Address: 3561 North College                  Fax:  479-521-9350

 

                     City:  Fayetteville                          e-mail:  geoff@nwabatesinc.com

 

                   State:  Arkansas                        Web Site:  www.nwabatesinc.com

 

            Zip Code:  72703                                   Tax ID:  20-3676381

 

              

 

 

Engineering Contact:     Geoffrey Bates

 

Surveying Contact:        Derrick Thomas

 

 

e-mail:       geoff@nwabatesinc.com

                  derrick@nwabatesinc.com

                             

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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OFFICE LOCATION & PERSONNEL

 

Bates & Associates is a professional civil engineering, consulting and land surveying firm located in Fayetteville, Arkansas.  Bates & Associates was formed to meet the increasing demand for civil engineering and surveying services in the region. Our goal is to be the finest provider of site-design/civil engineering and land surveying services available. We may not be the biggest in the industry, but every day we work to be the best

 

Bates & Associates seeks to produce efficient projects by utilizing advanced technology and straight-forward project management. Successful management techniques are a result of motivated staff and taking the time to train our personnel.  Bates & Associates employees can take advantage of their different specialties and offer a more complete service to their individual clients.

 

At Bates & Associates, every project is prioritized from start to finish because we want to see your developments succeed.  Our clients can be confident in our competitive edge and effective project management because we know that making a positive impact on the community is a goal we can accomplish together. 

 

The Bates & Associates staff consists of 16 employees including Professional Civil Engineers and Engineering Interns, Professional Land Surveyors and Land Surveyors in Training, CAD Technicians, four survey crews, Construction Inspectors, and various administrative personnel.

 

President of Engineering                                                President of Surveying

Geoffrey Bates, P.E.                                                     Derrick Thomas, P.L.S.

 

Vice- President

                                                  CAD / Staking Supervisor

                                                           Terry Graven

 

Project Managers Engineering                           Project Managers Surveying

Chris Waller, E.I.T.                                                      Bryan Bunch, P.L.S.

Kashi Kumar, M.E.,E.I.T.                                           

 

CAD Technicians                                                         Survey Crews / Inspector

 James Geurtz, E.I.T.                                                    Tim West

 Tim McCormick                                                          Jose Rios

                                                                                                                                Jason Nation

Office Staff                                                                   Jason Young

Emmie Roberts                                                 Justin Reed

Sarah Elmore

 

 

 

Key Personnel of the Design Team

 

Bates & Associates assigns a dedicated staff to each project.  A dedicated staff allows for consistency in the interface with other team members, as well as allows our field and office personnel the opportunity to develop a familiarity with specific project elements and familiarity with client preferences in approaches to problem solving and engineering needs.  Staff assignments typically include a Principal Engineer or Surveyor responsible for quality control; Project Manager for both Engineering & Surveying responsible for the technical and quality review of the field data and the production of plans and specifications.  The project manager is also responsible for all communication with the Client, Construction Superintendent, daily coordination and scheduling of office staff and field survey staff, data review, report generation and project meetings; Engineering Technicians are responsible for AutoCAD drafting; Inspectors are responsible for observing field testing, daily diary and daily field report generation.

 

Typically, Bates & Associates, will designate a single professional (the Project Manager) to be responsible for providing the client with the needed technical services, data management, budgeting, scheduling, invoicing, cost tracking, and state reimbursement activities. The Project Manager serves as the primary source of client contact and coordinates project resources and activities. The Project Manager is responsible for ensuring that the staff assigned to a project, complete the work as specified within budget and on time.

 

The individuals selected to execute projects have the necessary credentials and experience to perform and complete the field and office activities. Each position has a description of the duties and expectations. In addition, each person acts as an integral part of the team. As such, each contributes to the production of the overall service.

 

See the attached resume’s for experience of each professional.

 

The design team for this project will be:

 

            Principal Engineer:                    Geoffrey Bates, P.E.                

            Eng. Project Manager:  Chris Waller, E.I.                     

            Engineering Technician:             James Guertz, E.I.

            Inspector:                                 Jason Nation

 

            Principal Surveyor:                    Bryan Bunch, P.L.S.

            Surveying Project Manager:      Derrick Thomas, L.S.I.T.

            Survey Technician:                    Terry Graven

            Party Chief:                              Tim West

            Instrument Man:                        Jose Rios

            Rodman:                                   Jason Young

 

 

 

 

 

 

 

 

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SUMMARY STATEMENT: Bates & Associates, Inc. is experienced and well qualified to provide engineering and surveying services for the items selected below.

 

 

 

1)     THE FOLLOWING OPTIONS, APPROPRIATELY APPLY TO THE PROPOSING FIRM:

 

____ Airport

____  Parking Decks

____ Bridges

____  Parking Decks with mixed use

____ Civil/Structural Design

   X     Storm Water Management

   X   Construction Management

   X     Street Intersection Improvements/Design

   X   Drainage Design, Analysis, and Planning

____  Structural Design

___  Electrical

____  Structural Design: Emph in Fire Stations

___  Environmental Water Services

____  Structural Design: Emph in Police Stations

   X   Floodplain Services

   X     Surveying

   X   GIS Mapping

____  Testing Services: Materials

   X   Hydraulics

____  Testing Services: Soil

   X   Hydrology

____  Traffic Studies

   X   Master Planning: City/Government

____  Value Engineering

   X   Master Planning: Parks

   X     Wastewater Design

   X    Master Planning: Streets

____  Wastewater Management

   X    Master Planning: Wastewater

____  Water Management

   X    Master Planning: Water

____  Wetlands

____ Mechanical

 

____ Natural Resource Planning

 

 

 

2)     I, as an officer of this organization, am duly authorized to certify the information provided herein is accurate and true;

 

         Geoffrey H. Bates, P.E.      .

Printed Name

 

__________________________

Signature

 

         President of Engineering.

Title

 

         January 01, 2008             .

Date

 

 

 

SUMMARY

 

1.      Bates and Associates, Inc. is a qualified & experienced engineering & surveying firm.

 

2.      The Qualification Summary Statement is included on page 6.

 

3.      The firm has several years of experience in civil design work and surveying.  The work includes streets, drainage, storm sewer, sanitary sewer, water mains, grading, erosion control, SWPPP, boundary surveying, topographic surveying and construction staking.

 

4.      The following is a brief list of projects including work performed, budget and completion time.

 

56th Street, Springdale:  (1,500 L.F. of new 5 lane street)

Work required:  Boundary & Topo survey, vertical & horizontal street design, storm drainage design,

                          sewer main relocation, construction management and inspection, cost estimating

Estimated Cost:      $592,987.00

Actual Cost:            $600,000.00

Estimated Completion Time:  Eight Months

Actual Completion Time:  Seven Months

 

Bliss Street Extension, Centerton (800 L. F. and intersection realignment)

Work required:  Boundary & Topo survey, vertical & horizontal street design, drainage design,

                          storm sewer design, construction staking, construction management and

                          inspection, cost estimating

Estimated Cost:      $125,000.00

Actual Cost:            $115,000.00

Estimated Completion Time:  Three Months

Actual Completion Time:  Four Months

 

Clabber Creek Phase II Subdivision (27 acres with 88 lots)

Work required:  Boundary & Topo survey, vertical & horizontal street design, drainage design,

                          storm sewer design, water & sewer main design, construction management and

                          inspection, cost estimating

Estimated Cost:      $1,584,000.00

Actual Cost:            $1,672,000.00

Estimated Completion Time:  Eighteen Months

Actual Completion Time:  Fifteen Months

 

Maple Glenn Subdivision (37 acres with 117 lots)

Work required:  Boundary & Topo survey, vertical & horizontal street design, drainage design,

                          storm sewer design, water & sewer main design, construction management and

                          inspection, cost estimating

Estimated Cost:      $2,223,000.00

Actual Cost:            $2,164,500.00

Estimated Completion Time:  Fourteen Months

Actual Completion Time:  Thirteen Months

           

5.      Resumes are attached. See page 26

 

6.      See page 8 - 9 for the firm’s planned approach to each project.

 

7.      Would only use another consulting firm for Geotech and Structural

 

8.      The firm has engineers registered in the state of Arkansas on staff.

 

9.      The firm has land surveyors registered in the state of Arkansas on staff.

MANAGEMENT PLAN

 

Proper construction administration is essential for the successful implementation of any well designed project. Our staff maintains a balance between the conceptual and the practical.  Our Team can provide a turn-key program including the day-to-day administration of daily inspection, paperwork processing, routine meetings, and daily interface with each contractor and other project team members.

 

The management staff is comprised of a Principal Engineer and Surveyor and the Project Managers.  The management staff is responsible for overall contract administration and management services comprised of coordination of field services and engineering analysis and design duties, preparation of project report reviews, field observation, scheduling, cost control, project documentation, project task order review, document clarification and change order negotiation and issuance, claims control and administration, coordination with affected outside agencies and community relations. Bates & Associates routinely has provided a variety of these services for private and commercial developments throughout Arkansas.  Each project will be under the supervision of a Professional Engineer or Surveyor, registered in the State of Arkansas who will review all professional services and documentation.

 

Our management process is designed to impact every aspect of the project and to involve every team member, from project management to support personnel, in the achievement of quality through continuous improvement of our performance. Our overall intent is to provide an environment of trust, cooperation, and

communication to develop and motivate employees to be creative and take ownership of all aspects of their work, including problem identification and resolution, implementation of performance improvement ideas, and maintaining client satisfaction. Quality Assurance is one aspect of Bates & Associates total quality approach to business.  Quality Assurance practices and principles will be applied to all work performed and will be carried out by both the project managers and the principal engineer or surveyor.

 

As a part of the quality control process, the review of completed project plans, specifications and reports are conducted with our project manager, staff engineer and technical staff within the design team. Inconsistencies found in plans, specifications or surveys, clear or potential, are discussed with the design team and submitted for written clarification. Bates & Associates inspectors, during testing and inspection, report all discrepancies to our project manager who interpret and assess the seriousness of the situation and reports to the specific project leader, typically the principal engineer. The deficiency is usually resolved at the time of reporting with immediate written follow-up to the specified project team. Items of non-compliance are brought to the attention of the architect, engineer, owner and contractor, who either resolve the deficiencies or accept them as the as-built condition.

 

Project managers at Bates & Associates use Microsoft Excel to prepare the initial and follow up short interval schedules for each project. This software is in a network application which allows our project teams to keep up to date on the project status and critical scheduling issues. At the beginning of the Design Phase, a preliminary schedule is prepared; with an anticipated start date, critical dates for the submittal of plans and specs for various agencies, and the final completion date. As the project progresses through the Design Development phase the schedule will be updated as necessary until it is finalized and bids are released.

 

Our diverse staff of professionals is one of our greatest assets. Our people care about their work and their relationships with clients. We foster two-way communication between employees and management by developing relationships of trust, mutual respect, and valued opinions.  From planning to completion, each project is personally handled by people who know our clients and their businesses. Our staff of engineers, surveyors and professionals provides clients with practical, cost effective engineering solutions.

 

 

 

STRATEGIC PROJECT APPROACH / MANAGEMENT PLAN

 

· Establish Client Goals for Development, Contract Review
- Initial Meeting and Preliminary Deadlines set

 

· Initial Site Analysis and Feasibility Study
- Project walk through & review of existing documents
- Review by Project Manager

 

· Survey & Concept Phase
- Boundary and topographic survey
- Establish agency standards & create Concept design for Owner Review
- Present to Owner various design approaches to maximize profitability
- Agency briefings and discussion of pertinent policies

 

· Refinement of development needs & preliminary cost estimates
- Establish project construction links and future Development needs           

- Agency meetings and review finalized policies and design guidelines

 

· Preliminary Plan Development & Agency Review
- Existing infrastructure location and incorporation into Preliminary Design
- Environmental issues affecting Development
- Facility layouts/details/cost estimates
- Design presentation and submittal to Authorized agencies

 

· Final Plan Development & Approval by Authorizing Agencies
- Infrastructure Design finalized and approved by Authorized agencies
- Environmental issues accounted for
- Facility layouts/details/cost estimates
- Design presentation and second submittal

 

· Production of Final Design
- Define all requirements for document preparation
- Draft final plans/details and specifications
- Final revisions and submittal of required permit applications
- Final submittal to authorized agencies

 

· Implementation and Administration
- Agency sign-off/coordination
- Advertisement and point of sale open to Owners
- Receive and review bids
- Contractor selection
- Construction management and inspection with agency cooperation

 

· Project Close Out
- As-built Construction plans
- Conclusion and assessments

 

 

 

 

 

COST CONTROL

 

Bates & Associates recognize that in today’s marketplace of competing demands, modern project managers have a difficult and challenging position. The role that they undertake is complex and varies from managing the cost, to scoping the project to completion, policing timelines, ensuring health and safety considerations as well as establishing communications between all stakeholders. The risk element is often managed on behalf of their clients, their own team and others involved in the process. They will be judged on their ability to fully deliver the agreed business benefits safely, on-time and on-budget

 

The management at Bates & Associates is closely involved with day to day progress, in order to retain control over time, budgeting, personnel costs, and administrative costs.  Project managers give weekly updates to clients and team members.  The updates allow progress to be evaluated and are used to update scheduling.  Time budgeting is established at key points in a Project’s life, to alert project managers to overages in design time and allow them to initiate timely solutions to design limitations or constraints.

 

Bates & Associates has years of cost control plans that clearly establish standards for all aspects of our practice. Bates & Associates has experience encompassing construction cost controls throughout project design, specification, bid evaluation, contract administration, construction inspection and technical oversight of construction.

 

Bates & Associates differentiates itself from other consulting/engineering firms in that we firmly believe that the success of any construction project revolves around solid, pro-active construction management. Most construction projects require completion within specifications, at a relatively rapid pace with minimal delays and minimal disruption to business operations. Bates & Associates project experience and management approach assures a timely and successful construction project.

 

Bates & Associates cost control procedures begin from the early stages of preliminary design and continue throughout the entire project duration. Upon development of the project bottom line Bates & Associates staff, ensure that construction costs are monitored and maintained throughout the construction phase. Bates & Associates project team will help determine the final budget by using our customized estimating program. Every project has to start correctly in order to run smoothly throughout the pre-construction and construction phases. We present construction cost estimates at all phases in as much detail as possible.

 

One of the many advantages to the construction management process is our value engineering.  This is where most of the cost savings occur. During this process the project team examines the developing drawings to create the conceptual budget and starts the cost control procedures, which are determined in the pre-construction meeting. During design team meetings Bates & Associates will suggest what alternate, more cost-effective options could be used in the construction phase while not jeopardizing the integrity of the project.  As the team studies the drawings we will also be able to comment on the construction feasibility of the design and determine the scheduling aspect of the project.  This helps us shape a set of balanced expectations and keep the project process as linear as possible. It can also reduce the chance to circle back for a costly redesign. “‘Do it once’ is another way to look at it. After all, we’re most effective if we solve difficult issues before they become problems.”

 

 

At Bates & Associates we believe effective cost controls are necessary to succeed.  To keep a project on budget and on time is only the beginning.  Operative cost controls help architects, engineers, contractors, and owners:

·         meet all functional objectives

·         balance quality with expediency

·         reduce risk and prevent claims

·         enhance reputations

·         stay in business.

At Bates & Associates, our first line of defense in controlling costs is to know what is being built and why. Defining the project and setting expectations is a serious